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IntraShuffler: A Privacy Preserving Framework for Heterogeneous DP Federated Learning

来源: arxiv_cs_cr · 发布时间 2026-06-02 01:54 (UTC+08:00) · 抓取时间 2026-06-02 19:10 (UTC+08:00)

原文链接

摘要

Heterogeneous Differential Privacy (HDP) in Federated Learning (FL) allows clients to select individual privacy budgets ($\varepsilon_i$) according to institutional policies and data sensitivity. In practice, many HDP-FL systems employ $\varepsilon$-aware server aggregation to improve model utility by re-weighting client updates according to their declared privacy budgets. However, gradient updates in FL retain structural patterns induced by non-independent and identically-distributed (non-IID) data, and these additional signals exposed by $\varepsilon$-aware aggregation create new opportunities for inference by an honest-but-curious server. In this work, we first show that a server equipped with gradient denoising and surrogate modeling can mount a \emph{Privacy Inference Attack} that infers distributional attributes of clients and links updates from the same client across training rounds, measured via surrogate inference accuracy and linkage success, under realistic knowledge constraints. The Shuffle-Model has been widely studied as a defense against such inference risks by anonymizing update sources, but it is fundamentally incompatible with HDP-FL $\varepsilon$-aware aggregation. To address this challenge, we propose \textbf{IntraShuffler}, a middleware defense framework designed for HDP-FL systems. IntraShuffler introduces a privacy-aware shuffling mechanism that groups clients into privacy-compatible buckets and performs parameter-level shuffling within each bucket to disrupt persistent gradient structure while preserving $\varepsilon$-aware aggregation. Experiments across four different datasets show that IntraShuffler reduces gradient recoverability by over 60% and decreases surrogate inference accuracy from 0.78 to 0.33 while maintaining comparable model utility across multiple FL aggregation rules.

正文

Heterogeneous Differential Privacy (HDP) in Federated Learning (FL) allows clients to select individual privacy budgets ($\varepsilon_i$) according to institutional policies and data sensitivity. In practice, many HDP-FL systems employ $\varepsilon$-aware server aggregation to improve model utility by re-weighting client updates according to their declared privacy budgets. However, gradient updates in FL retain structural patterns induced by non-independent and identically-distributed (non-IID) data, and these additional signals exposed by $\varepsilon$-aware aggregation create new opportunities for inference by an honest-but-curious server. In this work, we first show that a server equipped with gradient denoising and surrogate modeling can mount a \emph{Privacy Inference Attack} that infers distributional attributes of clients and links updates from the same client across training rounds, measured via surrogate inference accuracy and linkage success, under realistic knowledge constraints. The Shuffle-Model has been widely studied as a defense against such inference risks by anonymizing update sources, but it is fundamentally incompatible with HDP-FL $\varepsilon$-aware aggregation. To address this challenge, we propose \textbf{IntraShuffler}, a middleware defense framework designed for HDP-FL systems. IntraShuffler introduces a privacy-aware shuffling mechanism that groups clients into privacy-compatible buckets and performs parameter-level shuffling within each bucket to disrupt persistent gradient structure while preserving $\varepsilon$-aware aggregation. Experiments across four different datasets show that IntraShuffler reduces gradient recoverability by over 60% and decreases surrogate inference accuracy from 0.78 to 0.33 while maintaining comparable model utility across multiple FL aggregation rules. Authors: Farhin Farhad Riya, Olivera Kotevska, Jinyuan Stella Sun Categories: cs.LG, cs.CR, cs.DC PDF: https://arxiv.org/pdf/2606.02563v1

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  "arxiv_id": "2606.02563v1",
  "authors": [
    "Farhin Farhad Riya",
    "Olivera Kotevska",
    "Jinyuan Stella Sun"
  ],
  "categories": [
    "cs.LG",
    "cs.CR",
    "cs.DC"
  ],
  "comment": null,
  "doi": null,
  "entry_id": "https://arxiv.org/abs/2606.02563v1",
  "pdf_url": "https://arxiv.org/pdf/2606.02563v1",
  "primary_category": "cs.LG",
  "search_query": "cat:cs.CR",
  "updated_at": "2026-06-01T17:54:10+00:00"
}